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Ashworth Wealth, LLC Privacy Policy


Maintaining the trust and confidence of our clients is a high priority. This notice will explain how we protect your privacy, when we collect and use information about you, and the steps that we take to safeguard that information. This notice is provided to you on behalf of Ashworth Wealth, LLC.

Information We Collect: In connection with providing you with investment products, financial advice, or other services, we obtain non-public personal information about you, including:

  • Information we receive from you on account applications, such as your Address, Date of Birth, Social Security Number, Occupation, Financial Goals, Assets, and Income
  • Information about your transactions with us, our affiliates, or others
  • Information from credit or service bureaus or other third parties such as your credit history or employment status

Categories of Information We Disclose: We may disclose all of the information we collect. Ashworth Wealth, LLC and its affiliates do not sell customer lists and will not sell your name to telemarketers or other databases.

Categories of Parties to Whom We Disclose: We will not disclose information regarding you or your account with us, except under the following circumstances:

  • To your authorized Registered Representative and his/her manager
  • To our parent companies or their affiliates, to the extent permitted by law
  • To entities that perform services for us or function on our behalf, including financial service providers, such as a clearing Broker/Dealer, Investment Company, or Insurance Company
  • To consumer reporting agencies
  • To third parties who perform services or marketing on our behalf
  • To your attorneys, accountants, or auditors
  • To government entities or other third parties in response to subpoenas or other legal process as required by law or to comply with regulatory inquiries

How We Use Information: Information may be used among the AIG companies that perform support services for us, such as data processors, technical systems consultants and programmers, or companies that help us market products and services to you for a number of purposes, such as

  • To protect your accounts from unauthorized access or identity theft
  • To process your requests such as securities purchases and sales
  • To establish or maintain an account with an unaffiliated third party, such as a clearing Broker/Dealer providing services to you and/or Ashworth Wealth, LLC
  • To service your accounts, such as by issuing checks and account statements
  • To comply with Federal, State, and Self-Regulatory Organization requirements
  • To keep you informed about financial services of interest to you

Our Security Policy: We restrict access to non-public personal information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. We maintain physical, electronic, and procedural security measures to safeguard confidential client information.

Closed or Inactive Accounts: If you decide to close your account(s) or become an inactive customer, this Privacy Policy will continue to apply to you.

Changes to Privacy Policy: If we make any substantial changes in the way we use or disseminate confidential information, we will notify you. If you have any questions concerning this Privacy Policy, please write to: Ashworth Wealth, LLC, 257 East 200 South, Suite 750, Salt Lake City, UT 84111.

ADV Part II Disclosure: Pursuant to the SEC Brochure Rule 204-3, of the Investment Act of 1940, advisors are required to offer a copy of the Form ADV, Part II or Disclosure Brochure to every advisory client on an annual basis. Please send a written request if you are interested in receiving an updated copy of the Ashworth Wealth, LLC Disclosure Brochure.